New Account Document Analyst

Profile

Job Description
Interactive Brokers seeks an individual that is hard working, detail-oriented, a quick learner, careful and a problem solver. The ideal person will be able to work well in a team environment. This position requires excellent coordination and strong customer service focus.
Responsibilities
Processing and reviewing institutional and retail client applications on a daily basis
Reviewing documentation in accordance with US and international AML/KYC rules, including regulations adopted under IIROC and FINTRAC rules
Ensure that the account opening process satisfies the client’s needs by means of complete and thorough responses to account opening questions and concerns
Correspond with clients, sale representatives and customer service representatives
Collaborate with other cross functional teams to assist with account approval and maintenance
Follow internal policy and procedures when dealing with various account-related tasks including any account-related suspicious activity
Qualifications
Bachelor's degree required.
PC Skills – MS Office
FINRA securities registrations: Canadian Securities Course (CSC) and Conduct and Practice Handbook (CPH) an asset.
Fluency in English and French, fluency in foreign languages is a plus, preferably Mandarin
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
Company Overview
Interactive Brokers (IBKR), a subsidiary of publicly-traded **MEMBERS ONLY**SIGN UP NOW***., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
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