Risk Assessment Analyst

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Job Description
Interactive Brokers is looking to hire a Client Onboarding List Screening/Risk Assessment Analyst in the Chicago Office. This is an entry-level position with growth potential for highly motivated and exceptional performers. Analysts will report to a Bad Actor Team Lead and will assist with ensuring the firm complies with Bank Secrecy Act, USA PATRIOT Act, anti-terrorist financing, sanctions, industry AML, and securities laws and regulations.
Responsibilities
Manage operational pipeline for Sanctions, Negative News, Politically Exposed Persons (“PEPs”), Internal lists, and reference data alerts against sanctions watch-lists administered by U.S. and international regulatory bodies.
Perform complex case investigations by sourcing data from multiple unrelated venues, including both proprietary and open sources.
Draft reporting and escalation summaries for internal management and external regulatory audiences.
Remain apprised of and interpret updates to U.S. and international economic and trade-based sanctions programs.
Coordinate account escalation reviews with multiple New Account’s groups and Departments within Interactive Brokers
Design, source and produce reporting metrics across multiple workflows and decision queues
Qualification and Skills
Bachelor's degree or equivalent experience.
1-3 years of experience related to AML & Sanctions Compliance in financial services or other relevant industry.
Strong knowledge of International Sanctions regimes
Knowledge of Financial Crime Risk, Sanctions, AML and procedures
Experience gained in a leading broker, bank, regulator or professional services firm
Awareness of financial market trading products
An additional foreign language would be advantageous (e.g. German, French, Spanish, Chinese, Arabic)
Ability to work in a small-team environment, work independently, and multi-task with minimal supervision.
Excellent writing and oral communication skills.
AML certification such as ACAMS or CFE is a plus.
Company Benefits & Perks
Competitive salary, annual performance-based bonus and stock grant
Retirement plan 401(k) with competitive company match
Excellent health and welfare benefits including medical, dental, and vision benefits
Wellness screenings and assessments, health coaches and counseling services through Employee Assistance Program (EAP)
Paid time off and a generous parental leave policy
Daily company paid lunch and a fully stocked kitchen with healthy options for breakfast and snack
Corporate events including team outings, dinners, volunteer activities and company sports teams
Education reimbursement and learning opportunities
Modern offices with sit/stand desks and multi-monitor setups
Company Overview
Interactive Brokers (IBKR), a subsidiary of publicly-traded **MEMBERS ONLY**SIGN UP NOW***., based in Greenwich, Connecticut (NASDAQ: IBKR) is a low-cost provider of trade execution and clearing services for active traders, institutional investors, financial advisors and introducing brokers. IBKR’s premier technology provides electronic access to stocks, options, futures, forex, bonds, and funds worldwide from a single IBKR Integrated Investment account. IBKR is one of the largest online brokers by trade volume and is consistently ranked at the top of its field.
Our employees are part of a dynamic, multinational, fast-paced, results-oriented team working to provide our customers with state-of-the-art trading technology, superior execution capabilities, worldwide electronic access, and sophisticated risk management tools.
Our headquarters are in Greenwich, CT, USA. IBKR has offices in the United States, Australia, Canada, China, Estonia, Hong Kong, Hungary, India, Ireland, Japan, Luxembourg, Russia, Singapore, Switzerland and United Kingdom.
IBKR is a member of NYSE, FINRA, and SIPC. Interactive Brokers Group brokerage affiliates are regulated by securities and commodities agencies around the world.
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