Associate Principal Analyst Risk Monitoring

Profile

Associate Principal Analyst, Risk Monitoring
The candidate will conduct risk monitoring activities and ongoing risk assessments of members reporting to a Risk Monitoring Director. Conduct risk monitoring for member firms that can include complex or elevated risk firms with guidance and moderate supervision of a Risk Monitoring Director or designee. Collaborate with internal departments to analyze, communicate, and make recommendations with respect to regulatory intelligence. Mentor and coach entry-level risk monitoring staff. Serve in leadership roles related to special projects and technology initiatives. Perform as part of a team conducting monitoring (including coordination with specialists) to execute against risks of assigned firms.

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