ED - Senior Counsel-Regulatory Advisory

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ED - Senior Counsel-Regulatory Advisory
Responsibilities: Preparing memoranda and written analysis of regulatory requirements with advice tailored to the Bank. Monitoring regulatory developments and providing advice and counsel on legal and regulatory matters involving the Bank and its combined U.S. operations, including CFIUS related issues, Regulation W, Volcker rule, Dodd-Frank Act issues, BHCA issues, and potential new products. Acting as local liaison for non-U.S. requirements applicable to the Bank. Working with internal litigation counsel and external counsel to manage regulatory inquiries and governmental investigations that are regulatory in nature. On an as-needed basis for our U.S. broker-dealer affiliate, reviewing offering and other transaction documents related to securities offering and private placement transactions Supporting Finance and Control department with respect to regulatory reporting (e.g. FR Y-10, FR Y-9, FR Y-7) Communicate legal and regulatory requirements to relevant business teams and stakeholders in a manner that is clear and understandable and presents actionable options to address any legal concerns.

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