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Job Details

Director Of Legal Corporate Securities

Experience
5-8 yrs required

Location
San Francisco, CA, United States

Posted on
Sep 16, 2020

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Director of Legal, Corporate Securities
Duties: Be part of a small in-house legal team that is directly involved in the company’s strategic decisions and operations. Manage, work with, and learn from outside counsel . Advise on investor relations matters, including review of earnings announcements, press releases, investor presentations, investor communications and other materials (including preparation of appropriate securities disclosure as necessary). Lead capital markets and other strategic transactions, including providing support for M&A and corporate financing transactions. Lead the preparation and review of SEC filings, including registration statements, Forms 10-K, 10-Q and 8-K, proxy statements (including shareholder proposals and proxy solicitations) and Section 16 reporting, including Forms 3, 4 and 5. Develop and maintain policies and procedures to ensure compliance with SEC and other securities-related regulatory requirements applicable to publicly-traded companies, including the Sarbanes-Oxley Act, Dodd-Frank Act and stock exchange listing standards, Regulation FD and insider trading. Advise on corporate governance, executive compensation and various other related matters, as well as developing and adopting applicable corporate governance policies and procedures. Stay abreast of new and proposed securities law and corporate governance developments, best practices and trends to ensure continued compliance. Assist in all corporate secretarial function matters, including preparation of notices, agendas and materials for board of directors and committee meetings, including board minutes, resolutions and actions, and leading preparation for annual meeting of shareholders. Develop and deliver employee trainings on securities law and related matters, such as Regulation FD and insider trading. Manage the company’s subsidiaries. Assist in evolving the company’s risk management program and oversee the company’s insurance portfolio. Assist with commercial contracts. Perform other special assignments or projects as needed.

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