Lead Senior Legal Analyst

Profile

Lead Senior Legal Analyst
Duties: Coordinate projects of significant and complex corporate and securities law including communication with outside counsel and internal lead stakeholders across the asset management business, including senior executive management, under the supervision of the responsible attorney. Manage cross-functional teams particularly with complex projects and will be accountable for meeting deadlines. Responsible for monitoring relevant legal developments in areas relevant to a Registered Investment Adviser with the SEC. Report on such developments to the lead attorney and other effected stakeholders. Develop and oversee processes in Law and Compliance designed to ensure relevant areas of the organization are provided with updated and timely information. Analyze regulations and statutes and draft legal documents to comply with such regulations and/or statutes. Regularly serve as a consultant for colleagues, both in Law and business areas, on substantive legal subject matters. Provide information about current processes as well as how best to structure new processes and enhance department efficiencies. Assist senior attorneys on a variety of legal matters impacting the company. May review the work of others. Assess and recommend new and improved processes in Law and Compliance. Research applicable state and/or federal statutes and regulations regarding best practices and recommend improvement to current processes. Follow through on recommendations by creating applicable procedures or reviewing procedures created by business units. Use specialized knowledge and experience to report to attorney or General Counsel regarding lapses or gaps in procedures. Identify opportunities for training and education on relevant topics for Law, Compliance and business units. Assist with preparations for training materials and conduct training sessions.

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