Americas Financial Crimes Exam amp Audit Management Vice President

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Americas Financial Crimes Exam & Audit Management, Vice President
The candidate will play a key role in establishing processes and procedures to ensure uniformity in preparation for, and management of, financial crimes exams and audits. Functional responsibilities of the role will include: leading regulatory exam and audit preparation activities; ensuring organization, clarity and accuracy of documentation and written responses; coordinating participation of exam and audit stakeholders across business units; developing and maintaining routines for reporting and communication of exam and audit activities. Responsibilities: Assist with and respond to Global Financial Crimes’ implementation of global financial crimes exam and audit framework; Lead preparation of exam and audit engagement among Financial Crimes and Business stakeholders in the Americas region; Process regulatory Supervisory Letters and formal requests for documentation and/or questions from regulators and internal auditors; Establish and maintain routines and procedures in coordination with Global Financial Crimes Exam and Audit Management, as necessary, for the functional management of exam and audit engagements; Ensure accuracy and clarity of documentation and written responses provided to regulators and internal auditors; Coordinate participation and ensure preparedness of key exam and audit stakeholders across Financial Crimes and Lines of Business before, during and after on-site engagements; Maintain records and communicate to Financial Crimes leadership statuses of exam and audit engagements and advise of issues identified or actions required; Ensure timely escalation of potential or confirmed issues; Monitoring significant regulatory and internal audit findings, including assisting managers with preparing responses and action plans.

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