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Regulatory Risk amp Monitoring Associate
Company name
Opportunity Financial, LLC
Experience
2 yrs required
Location
Chicago, IL, United States
Employment Type
Full-Time
Industry
Legal
Posted on
Sep 21, 2020
Profile
Regulatory Risk & Monitoring Associate
Duties: Assisting the Monitoring and Testing Compliance Program Manager in implementing Monitoring and Testing for applicable State and Federal regulations as part of Compliance Management System. Assess compliance risk through testing and monitoring. Work with Issues Management Team to ensure issues are addressed. Collect data, files, and other materials for monitoring and testing. Work in collaboration with Business Compliance Officers and other stakeholders in various phases of testing and monitoring including planning, execution, reporting, and follow-up. Demonstrate the ability to exercise judgment in assessing the material significance and relevance of identified findings and recommendations and ensure timely escalation. Develop reports which are concise, timely, and provide value to business and management to continuously improve compliance controls and mitigate risks. Participate in the annual Regulatory Risk Assessment.
Company info
Opportunity Financial, LLC
130 E Randolph St Suite 3400
Chicago
Illinois
United States 60601
Website : https://www.opploans.com
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90 Day Old Job 