Financial Services Partner

Profile

Job Overview
A law firm seeks an experienced Financial Services Partner in Wilmington, DE. This role offers the opportunity to work with a team that counsels and defends broker-dealers, registered investment advisors, insurance agents, and other financial services organizations and individuals.

Duties

• Manage arbitration, litigation, and regulatory matters from inception through resolution.
• Communicate directly with clients, providing strategic guidance and regular case updates.
• Collaborate with attorneys across offices and practice groups on financial services matters.
• Consult with clients on compliance issues to assist in meeting legal and regulatory requirements.

Requirements

• Admission to practice in the state of residence is required.
• Admission to practice in Florida preferred.
• 10+ years of financial services litigation experience.
• Strong analytical, writing, research, and communication skills.
• Ability to independently manage multiple matters in a fast-paced environment.
• Excellent organizational, case management, and interpersonal skills.

Education

• Juris Doctor (JD) degree required.

Certifications

• Bar admission in the state of residence.

Skills

• Experience handling FINRA, AAA, and other arbitration proceedings.
• Experience responding to FINRA, SEC, and state regulatory investigations and enforcement actions.
• Experience defending financial services professionals in state and federal court actions.
• Experience representing insurance agents in professional liability claims.

Benefits

• Collaborative and entrepreneurial culture with strong mentorship and support.
• Significant opportunities for professional growth, client development, and advancement.
• Unlimited PTO for attorneys.
• Competitive compensation and comprehensive benefits package.
• Robust discretionary and billable-based bonus opportunities.
• Flexible work arrangements, including hybrid and fully remote options.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306