Paralegal I
Illinois Attorney General's Office
Chicago, IL
Apply Now >
Senior Manager, Business Development
Chicago, IL
Apply Now >
New Accounts Sanctions List Screening Analyst
Chicago, IL
Apply Now >
Associate Technology Experience Strategy Advisor (Remote)
Chicago, IL
Apply Now >
Risk Adjustment Integrity Unit (RAIU) Data and Reporting Professional 2 - Work at Home/ Remote USA
Chicago, IL
Apply Now >
Legal And Compliance Specialist
Company name
DerivativePATH
Experience
1 yrs required
Location
Chicago, IL, United States
Employment Type
Full-Time
Industry
Legal
Posted on
Sep 17, 2020
Profile
Legal And Compliance Specialist
The candidate will handle many of the day to day compliance and operational responsibilities for the firm supporting the Chief Compliance Officer. Manage individual and firm registration requirements including licensing. Assist in the management and implementation of the firm’s compliance and regulatory policies, procedures, and code of ethics and ensure compliance with applicable laws and regulations. Respond to client inquiries on compliance issues. Develop and provide training on compliance related topics on an as-needed basis. Assist CCO with all audits, including providing responses and developing corrective action plans. Client Onboarding related to: System Entity/Users setup & distribution lists; Portfolio onboarding; DTCC onboarding.
Company info
DerivativePATH
20 N Wacker Dr, Ste 1839
Chicago
Illinois
United States 60606
Website : https://www.derivativepath.com/
Location : Chicago, IL
Location : Chicago, IL
General Counsel
The candidate provides guidance, legal opinions, and legal memoranda to all levels of management on legal compliance and regulatory issues. Develops strategies, systems, and processes that will minimize the source... Location : Chicago, IL
Job OverviewA law firm seeks a Commercial Contracts Counsel in Chicago, IL. This role involves leading the firm's third-party contract review process, including drafting, editing, reviewing, and negotiating key contractual terms. ... 
Employer job 
90 Day Old Job 