Financial Services Regulatory and Compliance Associate Mid-Level

Profile

Job Overview
A law firm seeks a mid-level Associate for their Financial Regulatory and Compliance Practice in New York. The role offers the opportunity to work with a diverse range of clients across various industries.

Duties

• Advise clients on financial services regulatory and compliance matters.
• Assist with licensing and chartering processes.
• Conduct legal research and analysis on financial regulations.
• Draft and review compliance-related documents.
• Collaborate with team members on complex legal issues.

Requirements

• 3-5 years of experience in financial services regulatory and compliance.
• Knowledge of banking, money services, and payment systems.
• Familiarity with BSA/AML, sanctions, and consumer compliance laws.
• Enforcement experience is a plus.
• Admitted to or eligible for admission in the relevant jurisdiction.
• Fluency in Spanish preferred.

Education

• Strong academic background in law.

Certifications

• Admission to the bar in the relevant jurisdiction.

Skills

• Excellent legal research, analysis, and writing skills.
• Strong attention to detail and commitment to client service.
• Proactive and team-oriented approach.

Benefits

• Health insurance with optional HSA.
• Short and long-term disability insurance.
• Dental and vision care.
• Life insurance.
• Healthcare and Dependent Care Flexible Spending Accounts.
• 401K plan.
• Vacation and sick time.
• Employee assistance program.
• Voluntary insurance programs.
• Commuter and transit programs in certain markets.

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306