Investment Funds Registered Funds/BDC Associate

Profile

Job Overview:
A highly regarded law firm is seeking an associate attorney with 3 to 5 years of experience to join its Investment Funds Group, focusing on Registered Funds. This role involves advising clients on the formation, structuring, and regulatory aspects of a range of retail fund products, including both traditional and alternative vehicles. The ideal candidate will bring experience from a recognized investment funds practice and demonstrate a deep understanding of fund structures, securities regulations, and compliance matters across multiple fund types.

Location:

• New York, NY

Duties:

• Advise on the formation and structuring of registered investment funds

• Counsel clients on mutual funds, ETFs, closed-end funds, interval funds, tender offer funds, and BDCs

• Provide guidance on regulatory and compliance matters, including U.S. and global distribution

• Support clients with public company reporting obligations and related capital markets transactions

• Draft offering materials, board materials, and SEC filings for registered fund products

• Collaborate with cross-functional legal teams to advise on fund governance and operations

Requirements:

• 3 to 5 years of legal experience in investment funds, preferably in a top-tier funds practice

• Demonstrated experience advising on a variety of registered fund structures

• Knowledge of Investment Company Act, Advisers Act, and securities regulatory frameworks

• Familiarity with alternative registered products such as BDCs and REITs is a plus

• Public company reporting and capital markets experience is valued

Education:

• Juris Doctor (JD) from an accredited law school

• Strong academic credentials required

Certifications:

• Admission to the bar in at least one U.S. jurisdiction (New York, California, D.C., or Massachusetts preferred)

• Candidates must be admitted or eligible to seek prompt admission in relevant jurisdiction

Skills:

• Excellent written and verbal communication skills

• Strong analytical and issue-spotting capabilities

• Proven ability to manage complex fund structuring and compliance matters

• Highly organized and detail-oriented, with strong project management abilities

• Ability to work effectively both independently and within team settings

Benefits:

• Competitive salary structure based on experience, education, and role responsibilities

• Comprehensive benefits package offered to attorneys and legal staff

Company info

BCG Attorney Search
125 Park Avenue, 25th floor
New York
New York
United States 10017
Phone : (212) 232-0277
Fax : (213) 895-7306