Vice President - Risk Assessment - Mss Risk amp Controls Team

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Vice President - Risk Assessment - MSS Risk & Controls Team
The candidate will oversee key elements of the Financial Crimes risk assessment and control program for Markets and Securities Services. Responsibilities will include identification of risks, evaluation of the effectiveness of controls, and the development of metrics to measure the effectiveness of the program. The role may also include policy review, feedback, and gap assessment across the Markets and Securities Services business. Work across a broad range of stakeholders including Sales and Trading, Business Management, Operations, Legal, Compliance and Technology, to ensure appropriate controls are in place and implementation of key policies is consistent with standards. Conduct periodic risk assessment of Financial Crimes risks within the Markets and Securities Services business, along with continuous evaluation of associated controls. Work collaboratively with key stakeholders to identify and manage Financial Crimes risks across the Markets and Securities Services platform. Develop and maintain key metrics to measure and manage risks within the MSS Financial Crimes program Partner with a broad range of constituents across the organization to deliver proactive value added solutions with a focus on continuous improvement of first line controls and processes. Prepare and deliver presentations to senior management on new project proposals, recent developments, emerging risks and provide updates on key deliverables. Liaise with AML, Independent Compliance Risk Management, Compliance Assurance and Internal Audit to facilitate consistent coverage across Markets businesses, as well as appropriate resolution of any issues identified.

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