Svp Enterprise Risk Management - Regulatory Risk Sr Officer

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SVP, Enterprise Risk Management - Regulatory Risk Senior Officer
The candidate handles staff management issues, including resource management and allocation of work within the team/project. Provides risk strategic analytics, information management across Citibank products and reports to senior management. Communicates to executive management implications of existing and opposed regulation and developing potential responses. Regulations related to specific product or macro / systemic regulation, including standards to comply with Basel II / III, MiFID, U.S. Fed, Treasury, FDIC and regulations from other central banks and regulatory authorities. Regulatory risk project management ownership (business requirements, analysis and testing) for delivery of regulatory solutions. (i.e.. OCC Heightened Standards, Part 30 core capabilities initiatives, stress test and Risk Appetite and Limits, etc.). Analyzes new risk-related guidelines, best practice standards, rules and regulations. Directs the approach to answering questions and involve appropriate Risk functions in the firm with audits and regulators. Significant interaction with a wide range of senior bank and risk management colleagues, as well as external stakeholders such as regulators / auditors. Initiates feedback session with client to understand strength and focused areas. Leverages feedback to influence change throughout organization. Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding the firm, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency. Coordinates interactions with regulators, assisting in providing oversight for supervisory examinations, central contact for regulators; coordinating and managing events related to examinations and continuous monitoring, including working with businesses and functions in negotiating scope and timing of reviews, monitoring requested data aggregation and coordinating and attending regulatory meetings with control functions and business unit personnel; and collaborating with Business Heads to provide guidance on regulatory matters and continually enhancing the framework to identify, assess, control, and monitor regulatory communication. Provides strategic advice and regular updates to management (including prepare business personnel for meetings with regulators) regarding the matters being handled, collection, tracking and resolution of queries, review with the area under examination the materials requested to ensure completeness and responsiveness of submissions, and the timely escalation and resolution of potential issues. Bachelor’s/University degree, Master’s or Law degree is preferred; experience in compliance, legal or other control-related function in the financial services firm, regulatory organization, or legal/consulting firm, or a combination thereof; experience in area of focus is required. Should have 10+ years relevant experience. Should have excellent proficiency in Microsoft Office – particularly Excel (metrics and data analysis), PowerPoint (presentation decks), and Word (writing and editing procedural and technical documentation). Project management knowledge and experience working with diverse group of stakeholders to achieve milestones and deadlines is required.

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