Head Of Portfolio Acquisition And Integration

Profile

Head Of Portfolio Acquisition And Integration
The candidate will be responsible for leading our RIA acquisition due diligence, RIA acquisition integration, and oversight on non-model AUM. Will have a significant leadership role in building, developing, and maintaining an outstanding, well managed due diligence, integration, and oversight team to support our ambitious growth plans. Will work closely with Growth, Wealth Management, and Compliance to conduct due diligence on potential acquisitions, to integrate acquired firms, and to institute and continuously improve a well managed system to ensure proper oversight and the highest fiduciary standards. Will translate business strategies into digital requirements that delight our wealth managers and customers and position our company for substantial growth. Will also responsible for daily oversight of non-model AUM, as well as developing and executing strategies and innovations in support of ongoing growth. Emphasis is on customer care, fiduciary duty and regulatory obligations, quality management, workforce planning, and coaching and development of associate team. A commitment to excellence is demonstrated through continuous staff development, enhancing employee engagement, knowledge, skills, and morale. Build and supervise a team of due diligence, integration, and oversight staff; Oversight of establishing accounts, account management, documentation requirements, and tax related issues; Establish and maintain due diligence protocols to assist onboarding clients through a seamless transition; Supervise a periodic review of all customer files for completeness, and oversee maintenance of all logs, checklists, forms, notices and disclosures; Ensure compliance with all applicable regulations, internal supervisory controls and Corporate RIA program procedures; Build and maintain investment documentation and management of processes and procedures. Work closely with the technology team to maximize and integrate technology to improve work processes and data management; Serve as a Subject Matter Expert in investment & trading due diligence and integration, fiduciary duty, and oversight in meetings and on strategic projects; Provide support and information to internal and external auditors; Drive continuous process improvements and increase efficiency and coach and develop others to do the same; Should have demonstrated level of investment/analytical understanding & ability to grasp and articulate complex topics; Work with Senior Management to ensure the accomplishments of departmental goals. Define and track KPIs across the team; Continuously improve policies and procedures; Address and resolve escalated issues as they arise

Company info

Sign Up Now - WashingtondcCrossing.com